About Us

We are more than a finance company. We are our clients' partner, committed to empowering each of them to grow in a sustainable way.

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Our Vision

To be our clients' co-pilot for sustainable financial growth.

Our Mission

To seek out and sustainably accelerate the growth of individuals and businesses with our unique advantages. To seek out, profile, and guide investors towards the most sustainable investment portfolio

Our Team

A collective of seasoned investors and finance experts brought together by a common purpose.

Portrait of Mark L. Yu, CFA

Mark L. Yu, CFA

President, Novel Capital, Inc.

President, Novel Finance Company, Inc

Portrait of Lawrence Kristoffer L. Yu

Lawrence Kristoffer L. Yu

President, Novel Securities, Inc.

Treasurer & Managing Director, Novel Capital, Inc.

Portrait of Enrique Santos, CFA

Enrique Santos, CFA

Head of Operations, Novel Capital Inc.

Portrait of Chico Manuel

Chico Manuel

Head of Wealth Management

Portrait of Jil Jabola

Jil Jabola

VP for Wealth Management

Portrait of Anna Franco

Anna Franco

Relationship Manager, Wealth Management

Portrait of Shirley Alvarez

Shirley Alvarez

Relationship Manager, Wealth Management

Portrait of Dexter Retirado

Dexter Retirado

Service Relationship Specialist, Wealth Management

Santino Ongsiako

Investment Analyst

Portrait of Jor-el Soyangco

Jor-el Soyangco

Head of Lending

Marissa Santos

Operations, Collateralized Financing

Maylin Gaspan

Operations, Collateralized Financing

Portrait of Chot Guerrero

Chot Guerrero

Head of Trading